Electronic Compliance Object · Dominican Republic
What an agent must know before it acts on a security listed in Dominican Republic: who regulates, where the filings are stored, what is due when, and which state the issuer is in.
| Field | Value | Source |
|---|---|---|
| Regulator | Superintendencia del Mercado de Valores de la Republica Dominicana (SIMV) simv.gob.do | simv.gob.do |
| Exchange(s) and listings page | Bolsa de Valores de la Republica Dominicana (BVRD) — bvrd.com.do | simv.gob.do/ (Instituciones list links BVRD; bvrd.com.do itself blocked by Cloudflare/403, not read) |
| Regulated-information store | SIMV Registro del Mercado de Valores (mercadodevalores.simv.gob.do) plus 'Hechos Relevantes' in the SIMV Oficina Virtual; filings archived on seri.simv.gob.do simv.gob.do/mercado-de-valores | simv.gob.do/mercado-de-valores |
| Periodic disclosure obligations and deadlines | not found | pages checked: simv.gob.do/mercado-de-valores · simv.gob.do/mercado-de-valores/estados-financieros-seri/ (dynamic, no deadline text) · simv.gob.do/normativas/ (index only) · bvrd.com.do/ (blocked) |
| Ad hoc / inside-information regime | Hechos relevantes: 'Eventos significativos que impactan emisores' filed through the SIMV Oficina Virtual relevantfacts service; statutory deadline not read oficinavirtual.simv.gob.do/#/admin/services/relevantfacts | simv.gob.do/mercado-de-valores |
| Filing format | not found | pages checked: simv.gob.do/mercado-de-valores · simv.gob.do/mercado-de-valores/estados-financieros-seri |
| ISIN prefix | DO - national numbering agency: CEVALDOM S.A. | www.anna-web.org/anna-members |
| LEI | No Dominican Republic-based LEI issuing organization appears in GLEIF's list of current LEI issuers (41); an entity may use any issuer accredited for its jurisdiction. Local regulatory LEI requirement not read. www.gleif.org/en/lei-data/gleif-concatenated-file/lei-issuers-original-sources | www.gleif.org/en/lei-data/gleif-concatenated-file/lei-issuers-original-sources |
| Market calendar | SIMV 'Calendarios' (key dates for issuances, maturities and events); calendar page itself not opened simv.gob.do/calendarios | simv.gob.do/mercado-de-valores |
| Filing language(s) | not found | pages checked: simv.gob.do/mercado-de-valores · simv.gob.do/normativas |
| Trading halts page | SIMV 'Sanciones' (disciplinary measures imposed by the Superintendencia) and 'Avisos publicos'; no dedicated trading-halts page found simv.gob.do/sanciones | simv.gob.do/mercado-de-valores |
| Store lookup | SIMV Registro del Mercado de Valores (search entities and securities) mercadodevalores.simv.gob.do | simv.gob.do/mercado-de-valores |
| Node status and door | NODE OPENING · store: SIMV Registro del Mercado de Valores (mercadodevalores.simv.gob.do) plus 'Hechos Relevantes' in the SIMV Oficina Virtual; filings archived on seri.simv.gob.do | the node opens on order; until then the store is the record |
| Signal | State | When |
|---|---|---|
| ACM-200 | TRADING | The ISIN is on this market's register (the node's current roster for the exchange list). |
| ACM-403 | HALTED | Trading in the line is suspended or halted by the exchange or regulator. The node's record carries the halt flag, read nightly from the market's halts page named in the fields. simv.gob.do/sanciones |
| ACM-404 | NOT ON THE REGISTER | The ISIN is not on this market's register (not listed here, delisted, or never admitted). |
| ACM-451 | READ THE FILING | A regulatory filing for the issuer is dated in the last three days: read it before acting. The answer names it. |